Personnel Hong Kong SFC License Details (ID 136124)

Personnel Hong Kong SFC License Details (ID 136124)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-10-05	2020-04-09
	Rep	Advising on securities	2015-10-05	2020-04-09
	Rep	Dealing in securities	2015-10-05	2020-04-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-10-05	2020-04-09
	Rep	Advising on securities	2015-10-05	2020-04-09
	Rep	Dealing in securities	2015-10-05	2020-04-09
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2013-05-23
	Rep	Advising on securities	2012-01-13	2013-05-23
	Rep	Dealing in securities	2012-01-13	2013-05-23