Personnel Hong Kong SFC License Details (ID 136146)

Personnel Hong Kong SFC License Details (ID 136146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Seafront International Capital Limited	RO	Advising on securities	2020-05-04	2022-09-22
	RO	Advising on corporate finance	2018-09-12	2022-09-22
	RO	Dealing in securities	2018-09-12	2022-09-22
FXG ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-11-15	-
	RO	Asset management	2016-11-15	-
	RO	Dealing in securities	2016-11-15	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2015-04-10
	Rep	Advising on securities	2012-01-13	2015-04-10
	Rep	Dealing in securities	2012-01-13	2015-04-10