Personnel Hong Kong SFC License Details (ID 136192)

Personnel Hong Kong SFC License Details (ID 136192)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-08-03	-
	Rep	Advising on securities	2015-08-03	-
	Rep	Dealing in securities	2015-08-03	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-08-03	2024-02-26
	Rep	Advising on securities	2015-08-03	2024-02-26
	Rep	Dealing in securities	2015-08-03	2024-02-26
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2015-04-28
	Rep	Advising on securities	2012-01-13	2015-04-28
	Rep	Dealing in securities	2012-01-13	2015-04-28