| SINO-RICH SECURITIES & FUTURES LIMITED | RO | Advising on futures contracts | 2021-06-16 | - |
| RO | Advising on securities | 2021-06-16 | - |
| RO | Dealing in futures contracts | 2021-06-16 | - |
| RO | Dealing in securities | 2021-06-16 | - |
| RO | Asset management | 2021-03-31 | - |
| Rep | Advising on futures contracts | 2017-01-18 | 2021-06-16 |
| Rep | Advising on securities | 2017-01-18 | 2021-06-16 |
| Rep | Asset management | 2016-05-16 | 2021-03-31 |
| Rep | Dealing in futures contracts | 2016-05-16 | 2021-06-16 |
| Rep | Dealing in securities | 2016-05-16 | 2021-06-16 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-01-14 | 2016-05-13 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-01-14 | 2016-05-13 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2013-12-27 |
| Rep | Dealing in securities | 2012-06-14 | 2013-12-27 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-02-28 | 2013-12-27 |
| Rep | Dealing in securities | 2012-01-12 | 2013-12-27 |