Personnel Hong Kong SFC License Details (ID 13695575)

Personnel Hong Kong SFC License Details (ID 13695575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2021-01-05	2021-01-29
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2021-01-05	2021-01-29
	Rep	Dealing in securities	2021-01-05	2021-01-29
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-07-15	2019-07-18
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-07-15	2019-07-18
	Rep	Dealing in securities	2019-07-15	2019-07-18
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-01-08	2019-01-11
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-01-08	2019-01-11
	Rep	Dealing in securities	2019-01-08	2019-01-11
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-07-23	2018-07-27
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-07-23	2018-07-27
	Rep	Dealing in securities	2018-07-23	2018-07-27
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-04-09	2018-04-13
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-04-09	2018-04-13
	Rep	Dealing in securities	2018-04-09	2018-04-13