Personnel Hong Kong SFC License Details (ID 13724238)

Personnel Hong Kong SFC License Details (ID 13724238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2026-05-04	2026-08-28
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2026-05-04	2026-08-28
	Rep	Dealing in securities	2026-05-04	2026-08-28
BOCOM International Securities Limited	Rep	Advising on securities	2025-02-27	2025-11-30
	Rep	Dealing in securities	2025-02-27	2025-11-30
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2018-04-10	2025-11-30
	Rep	Dealing in securities	2018-04-10	2025-11-30