Personnel Hong Kong SFC License Details (ID 13724811)

Personnel Hong Kong SFC License Details (ID 13724811)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-11-17	2024-04-18
	Rep	Dealing in securities	2021-11-17	2024-04-18
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2019-05-17	2021-08-09
	Rep	Dealing in securities	2019-05-17	2021-08-09
Merrill Lynch Far East Limited	Rep	Advising on securities	2019-05-17	2021-08-09
	Rep	Dealing in securities	2019-05-17	2021-08-09
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2019-04-29	2021-08-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-04-29	2021-08-09
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2018-04-10	2019-04-04