Personnel Hong Kong SFC License Details (ID 13725021)

Personnel Hong Kong SFC License Details (ID 13725021)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2019-11-19	2020-01-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2019-11-19	2020-01-02
	Rep	Dealing in securities	2019-11-19	2020-01-02
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2018-08-06	2019-11-19
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2018-08-06	2019-11-19
	RO	Dealing in securities	2018-08-06	2019-11-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2018-04-10	2018-08-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2018-04-10	2018-08-06
	Rep	Dealing in securities	2018-04-10	2018-08-06