Personnel SFC Licences and HKMA Registrations (ID 13725030)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2023-07-17	-
	Rep	Advising on securities	2023-07-17	-
	Rep	Dealing in securities	2023-07-17	2024-01-11
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2018-04-10	2018-10-10
	Rep	Advising on securities	2018-04-10	2023-04-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.