Personnel Hong Kong SFC License Details (ID 13725039)

Personnel Hong Kong SFC License Details (ID 13725039)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2026-05-19	-
	Rep	Dealing in securities	2026-05-19	-
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2026-05-19	-
	Rep	Dealing in futures contracts	2026-05-19	-
	Rep	Dealing in securities	2026-05-19	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2018-11-13	2026-01-28
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2018-04-10	2026-01-28
	Rep	Dealing in securities	2018-04-10	2026-01-28