Personnel Hong Kong SFC License Details (ID 13748238)

Personnel Hong Kong SFC License Details (ID 13748238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2022-11-23	2025-01-29
BOCOM International Securities Limited	RO	Advising on securities	2022-11-23	2025-01-29
	RO	Dealing in securities	2022-11-23	2025-01-29
BOCOM International (Asia) Limited	Rep	Dealing in securities	2018-04-11	2021-02-25
	Rep	Advising on corporate finance	2018-04-11	2022-11-23
BOCOM International Securities Limited	Rep	Advising on securities	2018-04-11	2022-11-23
	Rep	Dealing in securities	2018-04-11	2022-11-23