Personnel SFC Licences and HKMA Registrations (ID 13748610)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-09-21	-
	Rep	Advising on securities	2022-09-21	2024-01-18
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2018-04-11	2018-07-30
	Rep	Asset management	2018-04-11	2018-07-30
	Rep	Dealing in securities	2018-04-11	2018-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.