Personnel SFC Licences and HKMA Registrations (ID 13748688)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-08-27	-
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2021-07-26	-
Founder Securities (Hong Kong) Capital Company Limited	Rep	Dealing in securities	2018-07-04	2020-01-23
	Rep	Advising on corporate finance	2018-07-04	2021-07-06
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-11	2018-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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