| Quam Securities Limited | RO | Advising on corporate finance | 2018-10-22 | - |
| RO | Advising on securities | 2018-10-22 | - |
| RO | Asset management | 2018-10-22 | - |
| RO | Dealing in futures contracts | 2018-10-22 | - |
| RO | Dealing in securities | 2018-10-22 | - |
| QUAM CAPITAL LIMITED | RO | Dealing in securities | 2018-09-21 | - |
| RO | Advising on corporate finance | 2018-05-24 | - |
| Rep | Advising on corporate finance | 2018-01-10 | 2018-05-24 |
| CMBC International Capital Limited | RO | Advising on corporate finance | 2017-03-17 | 2017-11-07 |
| RO | Dealing in securities | 2017-03-17 | 2017-11-07 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-10-31 | 2013-02-01 |
| PIPER JAFFRAY ASIA LIMITED | RO | Advising on corporate finance | 2003-08-08 | 2012-09-30 |
| RO | Dealing in securities | 2003-08-08 | 2012-09-30 |
| ARMSTRONG CAPITAL LIMITED (d2016-04-08) | RO | Advising on corporate finance | 2003-04-17 | 2003-07-11 |
| RO | Dealing in securities | 2003-04-17 | 2003-07-11 |