Personnel SFC Licences and HKMA Registrations (ID 13774)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2004-07-29	2006-10-06
	RO	Asset management	2004-07-29	2006-10-06
CAIIS Limited	RO	Advising on securities	-	2004-05-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.