Zhang, Kai (SFC:BMQ161) 張凱

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2022-02-14	-
	Rep	Dealing in securities	2022-02-14	-
	Rep	Dealing in securities	2019-03-19	2019-06-14
	Rep	Advising on corporate finance	2018-04-12	2019-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2022-02-14	-
	Rep	Dealing in securities	2022-02-14	-
	Rep	Dealing in securities	2019-03-19	2019-06-14
	Rep	Advising on corporate finance	2018-04-12	2019-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.