Personnel SFC Licences and HKMA Registrations (ID 13778000)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on futures contracts	2022-11-21	-
	Rep	Dealing in futures contracts	2022-11-21	-
	Rep	Advising on securities	2021-09-15	-
	Rep	Dealing in securities	2021-07-28	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2018-08-28	2021-07-02
United Securities Limited (HK)	Rep	Advising on securities	2018-04-12	2018-08-10
	Rep	Dealing in securities	2018-04-12	2018-08-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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