Personnel SFC Licences and HKMA Registrations (ID 13880203)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIVE STATES CAPITAL RESOURCES LIMITED	RO	Dealing in securities	2019-10-14	2022-06-01
	RO	Advising on securities	2019-01-16	-
	RO	Asset management	2019-01-16	-
	Rep	Dealing in securities	2018-09-27	2019-10-14
	Rep	Advising on securities	2018-04-16	2019-01-16
	Rep	Asset management	2018-04-16	2019-01-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.