Personnel SFC Licences and HKMA Registrations (ID 13880336)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2023-11-24	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-12-22	-
	Rep	Dealing in securities	2022-12-22	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-04-16	2023-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.