Au, Vincent Wing Yiu 區永耀

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALPS CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2019-05-29	-
	RO	Asset management	2019-05-29	-
	Rep	Dealing in securities	2018-04-17	-
	Rep	Advising on securities	2018-04-17	2019-05-29
	Rep	Asset management	2018-04-17	2019-05-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALPS CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2019-05-29	-
	RO	Asset management	2019-05-29	-
	Rep	Dealing in securities	2018-04-17	-
	Rep	Advising on securities	2018-04-17	2019-05-29
	Rep	Asset management	2018-04-17	2019-05-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.