Personnel SFC Licences and HKMA Registrations (ID 13931436)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2022-07-11	-
	Rep	Dealing in securities	2022-07-11	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-04-18	2019-06-11
	Rep	Dealing in securities	2018-04-18	2019-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.