Personnel SFC Licences and HKMA Registrations (ID 13931580)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	-
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2019-06-25	2021-01-04
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2018-10-15	2018-10-19
	Rep	Dealing in securities	2018-04-18	2018-04-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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