Personnel Hong Kong SFC License Details (ID 13958151)

Personnel Hong Kong SFC License Details (ID 13958151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2023-01-03	-
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2018-11-20	2018-11-23
	Rep	Dealing in securities	2018-11-20	2018-11-23
	Rep	Advising on securities	2018-10-18	2018-10-22
	Rep	Dealing in securities	2018-10-18	2018-10-22
	Rep	Advising on securities	2018-08-27	2018-08-30
	Rep	Dealing in securities	2018-08-27	2018-08-30
	Rep	Advising on securities	2018-05-18	2018-05-24
	Rep	Dealing in securities	2018-05-18	2018-05-24
	Rep	Advising on securities	2018-04-19	2018-04-27
	Rep	Dealing in securities	2018-04-19	2018-04-27