Personnel Hong Kong SFC License Details (ID 14064)

Personnel Hong Kong SFC License Details (ID 14064)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Swiss-Asia Asset Management (HK) Limited	Rep	Advising on securities	2013-04-09	2014-11-04
	Rep	Asset management	2013-04-09	2014-11-04
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-02-09	2009-02-28
	Rep	Dealing in securities	2009-02-09	2009-02-28
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2009-02-09	2009-02-28
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2008-09-26	2009-01-12
	Rep	Asset management	2008-09-26	2009-01-12
Templewater Hong Kong Limited	Rep	Advising on corporate finance	-	2006-09-16
	Rep	Advising on securities	-	2006-09-16
	Rep	Asset management	-	2006-09-16
	Rep	Dealing in securities	-	2006-09-16