| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2025-03-17 | 2025-08-28 |
| CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-03-05 | 2025-07-14 |
| CASH Wealth Management Limited | RO | Dealing in securities | 2023-12-12 | - |
| RO | Advising on securities | 2023-04-06 | - |
| RO | Asset management | 2023-04-06 | - |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2023-04-06 | - |
| China Chengtong (Hong Kong) Asset Management Company Limited | RO | Advising on securities | 2019-05-14 | 2022-08-31 |
| RO | Asset management | 2019-05-14 | 2022-08-31 |
| RO | Dealing in securities | 2019-05-14 | 2022-08-31 |
| Rep | Advising on securities | 2019-04-02 | 2019-05-14 |
| Rep | Asset management | 2019-04-02 | 2019-05-14 |
| Rep | Dealing in securities | 2019-04-02 | 2019-05-14 |
| CASH Wealth Management Limited | RO | Advising on securities | 2018-07-18 | 2019-03-25 |
| RO | Asset management | 2018-07-18 | 2019-03-25 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2018-07-18 | 2019-03-25 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2018-05-31 | 2018-07-18 |
| Rep | Asset management | 2018-05-31 | 2018-07-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-31 | 2018-07-18 |
| China Chengtong (Hong Kong) Asset Management Company Limited | RO | Advising on securities | 2016-07-06 | 2017-11-01 |
| RO | Asset management | 2016-07-06 | 2017-11-01 |
| RO | Dealing in securities | 2016-07-06 | 2017-11-01 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2013-06-05 | 2015-10-08 |
| Rep | Asset management | 2013-06-05 | 2015-10-08 |
| Rep | Dealing in securities | 2013-06-05 | 2015-10-08 |
| RO | Asset management | 2012-02-06 | 2013-06-05 |
| RO | Advising on securities | 2011-12-01 | 2013-06-05 |
| RO | Dealing in securities | 2011-12-01 | 2013-06-05 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-23 | 2013-06-18 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2009-07-31 | 2011-12-01 |
| Rep | Asset management | 2009-07-31 | 2012-02-06 |