Personnel SFC Licences and HKMA Registrations (ID 14163375)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2025-03-13	-
CMB International Capital Limited	Rep	Dealing in securities	2020-12-15	-
	Rep	Advising on corporate finance	2020-12-04	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2018-07-24	2020-11-06
KPMG CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2018-04-23	2018-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.