Personnel Hong Kong SFC License Details (ID 14163385)

Personnel Hong Kong SFC License Details (ID 14163385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2025-09-05	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2021-07-23	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-07-09	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-07-09	-
Eddid Securities and Futures Limited	Rep	Dealing in futures contracts	2021-05-18	2021-05-26
Rui Da International Finance Holding Limited	Rep	Dealing in futures contracts	2018-04-23	2021-04-30