Personnel Hong Kong SFC License Details (ID 14196)

Personnel Hong Kong SFC License Details (ID 14196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHOW SANG SANG FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2005-01-07
	RO	Asset management	2003-04-01	2005-01-07
	RO	Dealing in futures contracts	2003-04-01	2021-09-30
CHOW SANG SANG SECURITIES (HK) LIMITED	RO	Providing automated trading services	2003-04-01	2003-08-04
	RO	Advising on corporate finance	2003-04-01	2004-10-29
	RO	Advising on securities	2003-04-01	2004-10-29
	RO	Asset management	2003-04-01	2004-10-29
	RO	Dealing in securities	2003-04-01	2004-10-29
CHOW SANG SANG SECURITIES LIMITED	RO	Advising on securities	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2003-08-04
	RO	Advising on corporate finance	2003-04-01	2005-01-07
	RO	Asset management	2003-04-01	2005-01-07