Personnel SFC Licences and HKMA Registrations (ID 14242047)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-09-06	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2021-09-06	-
	Rep	Dealing in futures contracts	2021-09-06	-
	Rep	Dealing in securities	2021-09-06	-
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2019-08-19	2021-07-20
	Rep	Dealing in futures contracts	2018-04-24	2021-07-20
	Rep	Dealing in securities	2018-04-24	2021-07-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.