Personnel Hong Kong SFC License Details (ID 14245482)

Personnel Hong Kong SFC License Details (ID 14245482)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Legend Arb Advisors Limited	RO	Advising on futures contracts	2025-06-20	2026-07-31
	RO	Advising on securities	2025-06-20	2026-07-31
	RO	Asset management	2025-06-20	2026-07-31
	Rep	Advising on futures contracts	2025-01-28	2025-06-20
	Rep	Advising on securities	2025-01-28	2025-06-20
	Rep	Asset management	2025-01-28	2025-06-20
	RO	Advising on futures contracts	2020-09-09	2025-01-28
	RO	Advising on securities	2020-09-09	2025-01-28
	RO	Asset management	2020-09-09	2025-01-28
	Rep	Advising on futures contracts	2019-10-03	2020-09-09
	Rep	Advising on securities	2019-10-03	2020-09-09
	Rep	Asset management	2018-04-24	2020-09-09