Personnel Hong Kong SFC License Details (ID 1425)

Personnel Hong Kong SFC License Details (ID 1425)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Halbis Capital Management (Hong Kong) Limited	RO	Advising on corporate finance	-	2003-04-30
	RO	Advising on securities	-	2003-04-30
	RO	Asset management	-	2003-04-30
	RO	Dealing in securities	-	2003-04-30
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on corporate finance	-	2003-04-30
	RO	Advising on securities	-	2003-04-30
	RO	Asset management	-	2003-04-30
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	Advising on corporate finance	-	2003-04-30
	RO	Advising on securities	-	2003-04-30
	RO	Asset management	-	2003-04-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2003-04-30
	RO	Advising on securities	-	2003-04-30
	RO	Asset management	-	2003-04-30