Personnel Hong Kong SFC License Details (ID 1436)

Personnel Hong Kong SFC License Details (ID 1436)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2007-07-05	2020-01-01
	RO	Asset management	2006-05-03	2020-01-01
Asia Pacific Financial Capital Limited	RO	Advising on corporate finance	-	2005-06-02
Asia Pacific Securities Limited	RO	Advising on corporate finance	-	2003-08-29
	RO	Providing automated trading services	-	2003-08-29
	RO	Advising on securities	-	2005-06-02
	RO	Dealing in securities	-	2005-06-02
FIRST CHINA TECHNOLOGY LIMITED	RO	Advising on securities	-	2003-07-30
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	-	2005-06-02
	RO	Dealing in futures contracts	-	2005-06-02