Personnel Hong Kong SFC License Details (ID 14366)

Personnel Hong Kong SFC License Details (ID 14366)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GREAT BAY SECURITIES LIMITED	RO	Advising on securities	2007-03-12	2017-11-28
	RO	Asset management	2007-03-12	2017-11-28
	RO	Dealing in securities	2007-03-12	2017-11-28
United Securities Limited (HK)	RO	Advising on securities	2007-03-12	2017-01-26
	RO	Asset management	2007-03-12	2017-01-26
	RO	Dealing in securities	2007-03-12	2017-01-26
GET NICE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2005-12-16	2026-06-23
	RO	Asset management	2005-12-16	2026-06-23
GET NICE SECURITIES LIMITED	RO	Advising on corporate finance	-	2026-06-23
	RO	Advising on securities	-	2026-06-23
	RO	Asset management	-	2026-06-23
	RO	Dealing in securities	-	2026-06-23