Personnel Hong Kong SFC License Details (ID 14423852)

Personnel Hong Kong SFC License Details (ID 14423852)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2021-11-01	2022-08-01
	RO	Asset management	2021-11-01	2022-08-01
	RO	Dealing in securities	2021-11-01	2022-08-01
	Rep	Advising on securities	2021-09-15	2021-11-01
	Rep	Asset management	2021-09-15	2021-11-01
	Rep	Dealing in securities	2021-09-15	2021-11-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2018-04-26	2021-06-14
	Rep	Asset management	2018-04-26	2021-06-14
	Rep	Dealing in securities	2018-04-26	2021-06-14