Personnel Hong Kong SFC License Details (ID 14450)

Personnel Hong Kong SFC License Details (ID 14450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERSTONE INVESTMENTS LIMITED (HK)	RO	Advising on corporate finance	2023-03-01	-
	RO	Advising on securities	2021-06-11	-
	RO	Asset management	2021-06-11	-
Mason Global Capital Limited	Rep	Advising on corporate finance	2019-01-28	2020-02-20
Mason Securities Limited	Rep	Dealing in securities	2019-01-28	2020-02-20
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2014-09-29	2018-02-05
	Rep	Dealing in securities	2014-09-29	2018-02-05
RHB CAPITAL HONG KONG LIMITED	Rep	Dealing in securities	2011-11-10	2014-09-06
	Rep	Advising on corporate finance	2011-06-29	2014-09-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2007-10-24	2011-06-13
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2007-05-21	2007-09-30