Personnel Hong Kong SFC License Details (ID 14504098)

Personnel Hong Kong SFC License Details (ID 14504098)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2021-07-02	2021-10-29
	Rep	Advising on corporate finance	2021-05-04	2021-07-02
oOo Securities (HK) Group Limited	RO	Advising on corporate finance	2018-07-12	2021-01-15
	RO	Advising on securities	2018-07-12	2021-01-15
	RO	Dealing in securities	2018-07-12	2021-01-15
	Rep	Advising on corporate finance	2018-04-27	2018-07-12
	Rep	Advising on securities	2018-04-27	2018-07-12
	Rep	Dealing in securities	2018-04-27	2018-07-12