Personnel Hong Kong SFC License Details (ID 14737111)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on securities	2026-08-03	-
	RO	Dealing in securities	2026-08-03	-
	Rep	Advising on securities	2024-12-13	2026-08-03
	Rep	Dealing in securities	2024-12-13	2026-08-03
BOCOM International Asset Management Limited	Rep	Advising on securities	2018-05-02	2020-06-08
	Rep	Asset management	2018-05-02	2020-06-08
	Rep	Dealing in securities	2018-05-02	2020-06-08