Personnel Hong Kong SFC License Details (ID 14766)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-06-27	2007-10-01
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-04-11
	Rep	Advising on securities	-	2003-04-11
	Rep	Asset management	-	2003-04-11