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Ng, Carole 吳家惠 Hong Kong SFC License Details (ID 14773124)
Ng, Carole 吳家惠
SFC ID:
BMI351
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED
Rep
Advising on corporate finance
2018-05-03
2021-06-12
Rep
Advising on securities
2018-05-03
2021-06-12
Rep
Dealing in securities
2018-05-03
2021-06-12