Personnel SFC Licences and HKMA Registrations (ID 14801470)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Capital Limited	RO	Advising on corporate finance	2026-02-09	-
TFI Securities and Futures Limited	RO	Advising on securities	2026-02-09	-
	RO	Dealing in securities	2026-02-09	-
TFI Capital Limited	Rep	Advising on corporate finance	2025-12-01	2026-02-09
TFI Securities and Futures Limited	Rep	Advising on securities	2025-12-01	2026-02-09
	Rep	Dealing in securities	2025-12-01	2026-02-09
CEB International Capital Corporation Limited	RO	Advising on corporate finance	2018-05-04	2024-03-13
	RO	Advising on securities	2018-05-04	2024-03-13
	RO	Dealing in securities	2018-05-04	2024-03-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.