| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-11-19 | 2018-11-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2018-11-19 | 2018-11-26 |
| Rep | Providing automated trading services | 2013-07-24 | 2013-12-06 |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2011-07-19 | 2012-12-11 |
| Rep | Advising on securities | 2011-07-19 | 2012-12-11 |
| Rep | Providing automated trading services | 2011-07-19 | 2013-07-24 |
| Rep | Dealing in securities | 2011-07-19 | 2013-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-07-19 | 2013-12-06 |
| Rep | Dealing in securities | 2011-07-19 | 2013-12-06 |
| RO | Dealing in futures contracts | 2010-11-30 | 2011-07-19 |
| Morgan Stanley Asia Limited | RO | Advising on securities | 2010-03-17 | 2011-07-19 |
| RO | Advising on futures contracts | 2009-02-26 | 2011-07-19 |
| RO | Providing automated trading services | 2009-02-26 | 2011-07-19 |
| RO | Dealing in securities | 2009-02-26 | 2011-07-19 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | 2009-02-26 | 2011-07-19 |
| RO | Dealing in futures contracts | 2009-02-26 | 2011-07-19 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2009-02-26 | 2011-07-19 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-08-19 | 2009-02-26 |
| Rep | Dealing in securities | 2008-08-19 | 2009-02-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-08-19 | 2009-02-26 |
| Rep | Dealing in futures contracts | 2008-08-19 | 2009-02-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-08-19 | 2009-02-26 |