Personnel SFC Licences and HKMA Registrations (ID 14956335)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-02-15	-
Fosun International Securities Limited	Rep	Advising on securities	2018-05-11	2021-03-26
	Rep	Dealing in securities	2018-05-11	2021-03-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.