Personnel Hong Kong SFC License Details (ID 14956397)

Personnel Hong Kong SFC License Details (ID 14956397)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	2020-11-20
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2019-06-06	2020-11-20
	Rep	Dealing in securities	2019-06-06	2020-11-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-05-11	2019-03-07
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2018-05-11	2019-03-07
	Rep	Dealing in futures contracts	2018-05-11	2019-03-07
	Rep	Dealing in securities	2018-05-11	2019-03-07