| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Jin Yi Financial Group Limited | RO | Advising on futures contracts | 2022-05-16 | - |
| RO | Advising on securities | 2022-05-16 | - | |
| RO | Asset management | 2022-05-16 | - | |
| RO | Dealing in futures contracts | 2022-05-16 | - | |
| RO | Dealing in securities | 2022-05-16 | - | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2020-10-30 | 2022-04-30 |
| RO | Advising on corporate finance | 2020-06-29 | 2022-04-30 | |
| SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2019-01-14 | 2022-04-30 |
| RO | Asset management | 2019-01-14 | 2022-04-30 | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-05-17 | 2022-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-11-08 | 2018-04-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2013-04-23 | 2016-10-31 |
| Rep | Leveraged foreign exchange trading | 2012-08-15 | 2013-02-15 | |
| Rep | Advising on futures contracts | 2012-08-15 | 2018-03-29 | |
| Rep | Dealing in futures contracts | 2012-08-15 | 2018-03-29 | |
| RO | Advising on securities | 2012-06-27 | 2018-03-29 | |
| RO | Asset management | 2012-06-27 | 2018-03-29 | |
| RO | Dealing in securities | 2012-06-27 | 2018-03-29 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on securities | 2012-04-12 | 2013-08-01 |
| RO | Asset management | 2012-04-12 | 2018-04-30 | |
| RO | Dealing in securities | 2012-04-12 | 2018-04-30 | |
| Rich Union Securities (H.K.) Limited | RO | Asset management | 2005-04-01 | 2009-03-19 |
| Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2004-02-06 | 2010-10-01 |
| RO | Dealing in securities | 2004-02-06 | 2010-10-01 |
No HKMA registrations in the collected records.