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Ngan, Shing Him 顏承謙 Hong Kong SFC License Details (ID 15010128)
Ngan, Shing Him 顏承謙
SFC ID:
BMW898
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SoFi Securities (Hong Kong) Limited
Rep
Advising on securities
2024-09-03
-
Rep
Dealing in securities
2024-09-03
-
Rep
Advising on securities
2018-05-14
2022-11-25
Rep
Dealing in securities
2018-05-14
2022-11-25