Personnel Hong Kong SFC License Details (ID 15010664)

Personnel Hong Kong SFC License Details (ID 15010664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDG Asset Management (HK) Limited	Rep	Advising on securities	2021-05-24	2023-11-16
	Rep	Asset management	2021-05-24	2023-11-16
SDG Securities (HK) Limited	Rep	Advising on securities	2021-05-24	2023-11-16
	Rep	Dealing in securities	2021-05-24	2023-11-16
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-07-18	2021-01-31
	Rep	Asset management	2018-07-18	2021-01-31
	Rep	Dealing in securities	2018-07-18	2021-01-31
ICBC Asset Management (Global) Company Limited	Rep	Advising on futures contracts	2018-05-14	2018-06-30
	Rep	Advising on securities	2018-05-14	2018-06-30
	Rep	Asset management	2018-05-14	2018-06-30