Personnel Hong Kong SFC License Details (ID 15023)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRIUM FORT CAPITAL GROUP LIMITED	RO	Advising on securities	2023-07-28	-
	RO	Asset management	2023-07-28	-
	RO	Dealing in securities	2023-07-28	-
Aeternus Asset Holdings Limited	RO	Advising on corporate finance	2019-06-18	2023-08-30
	RO	Dealing in securities	2019-06-18	2023-08-30
CENTRIUM FORT CAPITAL GROUP LIMITED	RO	Advising on securities	2016-12-14	2021-08-31
	RO	Asset management	2016-12-14	2021-08-31
	RO	Dealing in securities	2016-12-14	2021-08-31
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Advising on securities	2012-09-12	2015-01-23
	RO	Asset management	2012-09-12	2015-01-23
	RO	Dealing in securities	2012-09-12	2015-01-23
METRO CAPITAL FUTURES LIMITED	RO	Dealing in futures contracts	2012-09-12	2015-01-23
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2012-01-12	2012-06-30
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on securities	2005-09-09	2009-03-02
	RO	Dealing in securities	2005-08-01	2009-03-02
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Asset management	2005-08-01	2011-10-01
	RO	Dealing in futures contracts	2005-08-01	2011-10-01
	Rep	Leveraged foreign exchange trading	2004-01-08	2011-10-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2003-05-14	2011-10-01
	RO	Asset management	2003-05-14	2011-10-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Asset management	2003-04-01	2005-08-01
	Rep	Dealing in futures contracts	2003-04-01	2005-08-01
	Rep	Advising on futures contracts	2003-04-01	2011-10-01
CHINA EVERBRIGHT FOREX LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2004-03-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-05-07
	Rep	Advising on corporate finance	2003-04-01	2003-05-14
	Rep	Asset management	2003-04-01	2003-05-14
	Rep	Advising on securities	2003-04-01	2011-10-01
	Rep	Dealing in securities	2003-04-01	2011-10-01