Personnel Hong Kong SFC License Details (ID 15101869)

Personnel Hong Kong SFC License Details (ID 15101869)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2024-07-19	-
	Rep	Advising on securities	2024-02-14	-
	Rep	Dealing in securities	2024-02-14	-
CSOP Asset Management Limited	Rep	Advising on securities	2020-05-05	2023-12-07
	Rep	Asset management	2020-05-05	2023-12-07
	Rep	Dealing in securities	2020-05-05	2023-12-07
MASON INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2019-06-10	2019-10-15
	Rep	Advising on securities	2018-05-15	2019-10-15
	Rep	Asset management	2018-05-15	2019-10-15
Mason Securities Limited	Rep	Advising on securities	2018-05-15	2019-10-15
	Rep	Asset management	2018-05-15	2019-10-15
	Rep	Dealing in securities	2018-05-15	2019-10-15