Personnel Hong Kong SFC License Details (ID 15196643)

Personnel Hong Kong SFC License Details (ID 15196643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2025-10-28	-
	Rep	Dealing in securities	2025-10-28	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2024-06-04	2025-09-16
	Rep	Dealing in securities	2024-06-04	2025-09-16
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2021-09-17	2024-05-23
	Rep	Advising on securities	2021-09-17	2024-05-23
	Rep	Asset management	2021-09-17	2024-05-23
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-09-17	2024-05-23
	Rep	Asset management	2021-09-17	2024-05-23
	Rep	Dealing in securities	2021-09-17	2024-05-23
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	2018-05-16	2021-07-23