Personnel Hong Kong SFC License Details (ID 15196714)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Advising on securities	2022-09-19	-
	Rep	Dealing in securities	2022-09-19	-
CMB International Capital Limited	Rep	Advising on corporate finance	2021-05-20	2022-09-01
	Rep	Dealing in securities	2021-05-20	2022-09-01
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2018-05-16	2021-04-23